Privacy Policy
THIS PRIVACY POLICY DESCRIBES HOW VENTURI WEALTH MANAGEMENT, LLC COLLECTS, USES, AND SHARES YOUR PERSONAL WHEN YOU CONTACT US AND WHEN WE PROVIDE SERVICES TO YOU
Why
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.
What?
Venturi stores, processes, and maintains information and data related to you in order to provide support and offer you services. The types of personal information we collect and share depend on the product or service you have with us.
This information can include:
• Social Security Number and driver’s license number
• Account balances and transaction history
• Wire transfer instructions
• Credit and payment history
When you are no longer our client, we continue to share your information as described in this notice.
How?
All financial companies need to share client’s personal information to run their everyday business. In the section below, we list the reasons financial companies can share their client’s personal information; the reasons Venturi Wealth Management, LLC chooses to share; and whether you can limit this sharing.
| Reasons we can share your personal information | Does Venturi Wealth Management, LLC share? | Can you limit this sharing? |
|---|---|---|
For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or to report to credit bureaus. |
Yes | No |
For our marketing purposes – to offer our products and services to you. |
Yes | N/A |
For joint marketing with other financial companies |
No | N/A |
For our affiliates’ everyday business purposes – Information about your transactions and experiences |
No | N/A |
For our affiliates to market to you |
No | N/A |
For our nonaffiliates to market to you |
No | N/A |
Reasons we can share your personal information
Does Venturi Wealth Management, LLC share?
Can you limit this sharing?
For our everyday business purposes – such as to process your transactions, maintain your account(s),
respond to court orders and legal investigations, or to report to credit bureaus.
Yes
No
For our marketing purposes – to offer our products and services to you.
Yes
N/A
For joint marketing with other financial companies
No
N/A
For our affiliates’ everyday business purposes – Information about your transactions and experiences
No
N/A
For our affiliates to market to you
No
N/A
For our nonaffiliates to market to you
No
N/A
QUESTIONS
How does Venturi Wealth Management, LLC protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Venturi Wealth Management, LLC collect my personal information?
We collect your personal information, for example, when you:
• Enter into an advisory agreement
• Open or close an account
• Brokerage account applications
• Make a wire transfer
• Authorize a trade or authorize a direct fee-deduction
• Authorize to raise cash
• Information you provide to us orally
We may also collect your personal information from other companies.
Why can’t I limit all sharing?
Federal law gives you the right to limit only:
• Sharing for affiliates’ everyday business purposes – information about your creditworthiness
• Affiliates from using your information to market to you
• Sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
Third-Party Websites
We may provide links to access other websites that are not operated or controlled by Venturi. These policies herein do not apply to any third-party websites.
Phishing Scams
Venturi does not send emails to users or customers requesting billing, login, user ID or password information. If you receive an email purporting to be Venturi that asks you to provide personal information or account information, or login and passwords, do not provide such information unless you have first verified that the website or email is from Venturi. Such emails may be fraudulent and used in connection with scams known as phishing.
DEFINITIONS
Affiliates
Companies related by common ownership or control. They can be financial and nonfinancial companies.
Nonaffiliates
Companies not related by common ownership or control. They can be financial and nonfinancial companies.
These include broker/dealers, mutual fund companies, insurance companies and other financial institutions.
Joint marketing
A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
Venturi Wealth Management, LLC does not participate in joint marketing.
Questions?
Call (512) 220-2035